We also wanted the clients to be absolutely confident as to where their assets were held. Our association with Raymond James provides this. They provide the compliance support, FCA authorisation, PI cover and back office administration.
Client assets are held by Pershing Securities Ltd which is part of the Bank of New York Mellon which has over $29 trillion in client assets under custody and / or administration across the globe. Both Raymond James and Pershing are large companies underpinning this security.
In addition to choosing a financially sound and stable custodian, your cash and investments also benefit from the UK’s Financial Services Compensation Scheme.
Through Raymond James Investment services we are regulated and authorised by the Financial Conduct Authority, which ensures that we maintain high levels of compliance.
Charles Nicholson is a Fellow of the Chartered Institute for Securities & Investment (CISI) and is a Chartered Wealth Manager. This demonstrates that he works to the highest standards in wealth management and is committed to professionalism and upholding high standards of integrity and ethical behaviour.